Job Title: Regional Compliance Officer Job Category: Professional Job ID: 234611	Apply Now! >Website Website Apply Info You may apply online at this employers website by clicking the following link:   https://www.nationalcity.com/secure/about/careers/search.asp
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Job Requirements		Job Description
Job Status: Full Time Work Experience Required: Hours/Shifts: Day (First Shift) Education Required: Certification Required: Unspecified Weekends: Not Required Authorized to work in US: Yes  Pay and Benefits Salary Range: Unspecified Benefits:		Regional Compliance Officer National City Auto req ID : 47368BR , 022862 Job Description The Regional Compliance Officer will be responsible for the supervision of the Financial Advisors, Licensed Bankers and other region individuals licensed through NatCity Investments. Additionally this individual will be responsible for the review of brokerage accounts and analysis of activity within those accounts, which includes monitoring to ensure compliance with FINRA guidelines for account activity. Requirements s24,s7,s65 or s66, s8, Current life license